Excerpted from Leonard Shlain, The Alphabet versus the
Goddess: The Conflict Between Word and Image. New York: Penguin, 1998
IMAGE / WORD
But of all other stupendous inventions, what sublimity of mind
must have been his who conceived how to communicate his most secret thoughts to any other person, though very far distant either in time or place? And with no greater difficulty
than the various arrangement of two dozen little signs upon paper? Let this be the seal of
all the admirable
inventions of man.
Galileo1
Even a positive thing casts a shadow... its unique excellence is at the same time its tragic flaw.
William Irwin Thompson2
Of all the sacred cows allowed to roam unimpeded in our
culture, few are as revered as literacy. Its benefits have been so incontestable that in
the five millennia since
the advent of the
written word numerous poets and writers have extolled its virtues. Few paused to consider
its costs. Sophocles once warned, Nothing vast enters the life of mortals without a
curse.3 The invention of
writing was vast; this book will investigate the curse.
There exists ample evidence that any
society acquiring the written word experiences explosive changes. For the most part, these
changes can be characterized as progress. But one pernicious effect of literacy has gone
largely unnoticed: writing subliminally fosters a patriarchal outlook. Writing of any
kind, but especially its alphabetic form, diminishes feminine values and with them,
womens power in the culture. The reasons for this shift will be elaborated in the
coming pages. For now, I propose that a holistic, simultaneous, synthetic, and concrete
view of the world are the essential characteristics of a feminine outlook, linear,
sequential, reductionist, and abstract thinking defines the masculine. Although
these represent opposite perceptual modes, every individual is generously endowed with all
the features of both. They coexist as two closely overlapping bell-shaped curves with no
feature superior to its reciprocal.
These complementary methods of
comprehending reality resemble the ancient Taoist circle symbol of integration and
symmetry in which the tension between the energy of the feminine yin and the masculine
yang is exactly balanced. One side without the other is incomplete; together, they form a
unified whole that is stronger than either half. First writing, and then the alphabet,
upset this balance. Affected cultures, especially in the West, acquired a strong yang
thrust.
In the 196os, Marshall McLuhan
proposed that a civilizations
principal means of
communication molds it more than the content of that communication. McLuhan
classified speech, pictographs, ideographs, alphabets, print, radio, film, and television
as distinctive information-conveying media, each with its own technology of transmission
He declared that these technologies insinuate themselves into the collective psyche of any
society that uses them, arid once embedded, stealthily exert a powerful influence on
cultural perceptions
McLuhans aphorism, the
medium is the message: is the leitmotif of this book. Robert Logan, the author of The
Alphabet Effect, expounded on this idea:
A medium of communication is
not merely a passive conduit for the transmission of information but rather an active
force in creating new social
patterns and new
perceptual realities. A person who is literate has a different world view than one who
receives information exclusively through oral communication. The alphabet, independent of
the spoken languages it transcribes or the information it
makes available, has its own intrinsic impacts.4
While McLuhan, Logan, and others have
explored many of the effects that alphabetic literacy has had upon Western history; I wish
to narrow the focus to a single question: how did the invention of the alphabet affect the
balance of power between men and women?
The proposition that the alphabet has
hindered womens aspirations and accomplishments seems, at first glance, to be
antithetical to historical facts. Western society, based on the rule of law and
constitutional government, has increasingly affirmed the dignity of the individual, and in the last few centuries
Western women have won rights and privileges not available in many other cultures. Most
people believe that the benefits that have accrued to women are due primarily to a high
level of education among the populace. But a study of the origins of writing in less
complex times thousands of years ago reveals how writing, first, and then the alphabet,
altered the balance of power to womens detriment.
Anthropological studies of
non-literate agricultural societies show that, for the majority, relations between men and
women have been more egalitarian than in more developed societies. Researchers have never proven beyond dispute that
there were ever societies in which women had power and influence greater than or even
equal to that of men. Yet, a diverse variety of preliterate agrarian cultures the
Iroquois and the Hopi in North America, the inhabitants of Polynesia, the African !Kung,
and numerous others around the world had and continue to have considerable harmony
between the sexes.
Anthropologist Claude Levi-Strauss
was one of the very few scholars to challenge literacys worth.
There is one fact that can be established: the only
phenomenon which, always and in all parts of the world, seems to be linked with the
appearance of writing
is the establishment of hierarchical societies, consisting
of masters and slaves, and where one part of the population is made to work for the other
part.5
Literacy has promoted the subjugation
of women by men throughout all but the very recent history of the West. Misogyny and
patriarchy rise and fall with the fortunes of the alphabetic written word.
The key to my thesis lies in the
unique way the human nervous system developed, which in turn allowed alphabets to
profoundly affect gender relations. The introductory chapters will explore why and how we
evolved in the manner we did. In later chapters, I will reinterpret a number of myths and
historical events, making correlations based on circumstantial evidence. Correlation,
however, does not prove causality the disappearance of the stars at dawn does not
cause the sun to rise. As we examine various sets of facts, I will appeal,
therefore, to the court of what archaeologists call competitive plausibility, and
I will ask the reader to consider with me which of the hypothetical explanations of
historical events is the most plausible.
Although each of us is born with a
unique set of genetic instructions, we enter the world as a work-in-progress and await the
deft hand of the ambient culture to sculpt the finishing touches. Among the two most
important influences on a child are the emotional constellation of his or her immediate
family and the configuration of his or her culture. Trailing a close third is the
principal medium with which the child learns to perceive and integrate his or her
cultures information. This medium will play a role in determining which neuronal
pathways of the childs developing brain will be reinforced.
To observe an enthralled
four-year-old mastering the letters of the alphabet is to witness the beginning of a
lifelong method central to the acquisition of knowledge. Literacy, once firmly rooted,
will eclipse and supplant speech as the principal source of culture-changing
information. Adults, for so long enmeshed in the alphabets visual skein, cannot
easily disentangle themselves to assess its effect on culture. One could safely assume
that fish have not yet discovered water.
Imagine that you came of age in a
non-literate culture and were unaware of the impact the written word could have on your
life. Suppose that as an adult you then found yourself in a literate society confronted by
others who seemed to possess magical powers. Your reaction probably would not differ much
from that of Prince Modupe, a young West African who, in his autobiography, related his
encounter with the written word:
The one crowded space in Father Perrys house was
his bookshelves. I gradually came to understand that the marks on the pages were trapped
words. Anyone could learn to decipher the symbols and turn the trappedwords loose again
into speech. The ink of the print trapped the thoughts; they could no more get away
than a doomboo could get out of a pit. When the full realization of what this meant
flooded over me, I experienced the same thrill and amazement as when I had my first
glimpse of the bright lights of Konakry. I shivered with the intensity of my desire to
learn to do this wondrous thing myself.6
The prince could not know that in his
attempt to free the doornboo, the pit itself would trap him in an unforeseen way:
written words and images are entirely different creatures. Each calls forth a
complementary but opposing perceptual strategy.
Images are primarily mental reproductions of the sensual world
of vision. Nature and human artifacts both provide the raw material from the outside that
the brain replicates in the inner sanctum of consciousness. Because of their close
connection to the world of appearances, images approximate reality: they are concrete. The
brain simultaneously perceives all parts of the whole integrating the parts synthetically into
a gestalt. The majority of images are perceived in an all-at-once manner.
Reading words is a different process. When the eye scans
distinctive individual letters arranged in a certain linear sequence, a word with meaning emerges. The meaning of a sentence, such as the one you are now
reading, progresses word by word. Comprehension depends on the sentences syntax, the particular horizontal
sequence in which its grammatical elements appear. The use of analysis to break each
sentence down into its component words, or each word down into its component letters, is a
prime example of reductionism. This process occurs at a speed so rapid that it is
below awareness. An alphabet by definition consists of fewer than thirty meaningless
symbols that do not represent the images of anything in particular; a feature that makes
them abstract. Although some groupings of words can be grasped in an all-at-once
manner, in the main, the comprehension of written words emerges in a one-at-a-time
fashion.
To perceive things such as trees and
buildings through images delivered to the eye, the brain uses wholeness, simultaneity, and
synthesis. To ferret out the meaning of alphabetic writing, the brain relies instead on
sequence, analysis, and abstraction. Custom and language associate the former
characteristics with the feminine, the latter, with the masculine. As we examine the
myths of different cultures, we will see that these linkages are consistent.
Associating images with the feminine
would seem to fly in the face of numerous scientific
studies that demonstrate that males are better at mentally manipulating
three-dimensional objects than their female counterparts. Also, numerous other studies
reveal that young females are more facile with words, spoken and written, than are their
male peers. Despite these studies attributing different image and word skills to each sex,
I will present many cultural, mythological, and historical examples that will solidly
connect the feminine principle to images and the masculine one to written words. Again, I will use the terms
masculine and feminine in their transcendent sense. Every human is a blend of these two
principles.
The life of the mind can be divided into three realms: inner,
outer, and supernatural. The inner world of experienced emotions and private thoughts is essentially invisible to
others. The outer, concrete world of nature constitutes our environment: it is objective reality. There exists
also a third realm some call it spiritual, some call it sacred, and some call it supernatural. Humans have
acknowledged and incorporated this third realm into every culture ever created.
The cosmology of any given culture is analogous to the psyche
of an individual. Its myths and religion reveal how the group psyche arrives at its values
concerning sex, power, wealth, and gender roles. In hunter-gatherer societies, members generally worship
a mixture of male and female spirits. In general, virile spirits tend to be more
prestigious in societies that place a high value on hunting, nurturing ones are more
highly esteemed wherever gathering is the primary strategy of survival.
Humankind discovered horticulture approximately ten thousand years ago. In the
Mediterranean, the most extensively studied region, archaeologists have uncovered strong
suggestive evidence that in all emerging agrarian civilizations surrounding the basin, a
mother Goddess was a principal deity. From the outer rim of history, we begin to learn Her
name. In Sumer, She was manna; in Egypt, She
was Isis; in Canaan, Her name was Asherah. In Syria, She was known as Astarte; in Greece, Demeter; and
in Cyprus, Aphrodite. Whatever Her
supplicants called Her, they all recognized Her as the Creatrix of life, nurturer of young, protector of children, and the
source of milk, herds, vegetables, and grain. Since She presided over the great mystery of birth,
people of this period presumed She must also hold sway over that great bedeviler of human
thoughtdeath.
Prior to the development of agriculture, male spirits embodied
the attributes of bold, courageous hunters. But in the iconography of the Great Goddess,
male imagery paled. Her consort was a companion who was smaller, younger, and weaker than
She. A conflation of a son She loved in a motherly way, and a lover She discarded after he
consummated his duties of impregnation, he was so dispensable in these ancient myths that
he frequently died, either by murder or by accident. In many agrarian cultures, the
yearly sacrifice of a young male surrogate in the consorts honor was a common
ritual. The participants then plowed the victims seed blood into the earth as
fertilizer to ensure that the following years crop would be bountiful.
The clearest demonstration of the Goddesss power was Her ability to bring him back
to life each spring. Whether She was resurrecting Her consort or regenerating the earth,
Her adherents stood in awe of Her fecundity. For several thousand years, every people
throughout the Fertile Crescent venerated a deity who personified the Great Goddess. When
we speak of this area as the cradle of civilization, we tacitly acknowledge
the superior role the feminine principle played in the birth of modern
humankind.
Then, the Great Goddess began to lose power. The barely legible
record of the earliest written accounts beginning about five thousand years ago provides
intimations of Her fall. Her consort, once weak and inconsequential, rapidly gained
size, stature, and power, until eventually he usurped Her sovereignty. The systematic political and
economic subjugation of women followed; coincidentally, slavery became commonplace. Around
1500 B.C., there were hundreds of goddess-based sects enveloping the
Mediterranean basin. By the fifth century A.D. they had been almost completely eradicated, by which time women
were also prohibited from conducting a single major Western sacrament.
In their attempts to solve the mystery of the Goddesss
dethronement, various authors have implicated foreign invaders, the invention of private property, the formation of archaic
states, the creation of surplus wealth, and the educational disadvantaging of women. While
any or all of these influences may have contributed, I propose another: the decline of
the Goddess began when some clever Sumerian first pressed a sharp stick into wet day and
invented writing. The relentless spread of the alphabet two thousand years later spelled
Her demise. The introduction of the written word, and then the alphabet, into the social
intercourse of humans initiated a fundamental change in the way newly literate
cultures understood their reality. It was this dramatic change in mind-set, I propose,
that was primarily responsible for fostering patriarchy.
The Old Testament was the first alphabetic written work to
influence future ages. Attesting to its gravitas, multitudes still read it three
thousand years later. The words on its pages anchor three powerful religions: Judaism,
Christianity and Islam. Each is an exemplar of patriarchy. Each monotheistic religion
features an imageless Father deity whose authority shines through His revealed Word, sanctified in its written form. Conceiving
of a deity who has no concrete image prepares the way for the kind of abstract thinking
that inevitably leads to law codes, dualistic philosophy, and objective science, the
signature triad of Western culture. I propose that the profound impact these ancient
scriptures had upon the development of the West depended as much on their being written in
an alphabet as on the moral lessons they contained.
Goddess worship, feminine values, and womens power depend on the ubiquity of the image. God
worship, masculine values, and mens domination of women are bound to the written
word. Word and image, like masculine and feminine, are complementary opposites. Whenever
a culture elevates the written word at the expense of the image, patriarchy dominates.
When the importance of the image supersedes the written word, feminine values and
egalitarianism flourish. In this book we will explore what this has meant throughout the human
past, and in later chapters will consider, what it says about the present and portends for
the future.